Cambridge Investment Research Advisors is an investment advisor in Fairfield with $82.43 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
201665305
SEC advisor number
801-63930
FINRA CRD number
134139
AUM ?
$82.43 bn
(as of 8 Jun 23)
Accounts
461,370
(as of 8 Jun 23)
Employees
3,352
(3313 investment advisory or research)
Address
Cambridge Investment Research Advisors
1776 PLEASANT PLAIN ROAD
FAIRFIELD
IA 52556
1776 PLEASANT PLAIN ROAD
FAIRFIELD
IA 52556
Office hours
Monday - Friday, 8AM - 5PM
Phone
641-472-5100
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Webber, Amy, Lynn | Chief Executive Officer, Secretary, Director | 08/2022 | < 5% |
Schwartz, Eric | Executive Chairman of the Board of Directors | 09/2007 | < 5% |
Cambridge Investment Group, Inc. | Shareholder/holding Company | 01/2005 | > 75% |
Schwartz, Eric | Trustee | 06/2003 | |
Schwartz Family Trust | Shareholder | 06/2014 | > 75% |
Bell, Colleen, Mcguire | President, Innovation and Experience, Director | 08/2022 | < 5% |
Boyles, Richard, Charles | Executive Vice President, Chief Financial Officer/finop, Director | 08/2022 | < 5% |
Vivacqua, Jeffrey, Francis | President, Growth and Development, Director | 08/2022 | < 5% |
Miller, Seth, Aaron | President, Advocacy and Administration, General Counsel, Director | 08/2022 | < 5% |
Graham, Nelson, Murphy | Executive Vice President, Chief Technology Officer | 08/2022 | < 5% |
Shafer, Andrea, Lynn | Senior Vice President, Chief Supervision Officer | 12/2019 | < 5% |
Stone, Carla, Jean | First Vice President, Finance/chief Accounting Officer | 03/2020 | < 5% |
Robbins, Tammy, Ann | Executive Vice President, Chief Business Development Officer | 09/2020 | < 5% |
Youhn, Stephen, Michael | Chief Compliance Officer | 08/2022 | < 5% |
Kuhlman, Richard, Henry | Senior Vice President, Chief Legal Officer | 05/2023 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
24 Apr 24
13F-HR
Quarterly holdings report by institutional manager
9 Feb 24
13F-HR
Quarterly holdings report by institutional manager
24 Oct 23
13F-HR
Quarterly holdings report by institutional manager
13 Jul 23
13F-HR
Quarterly holdings report by institutional manager
11 May 23
13F-HR
Quarterly holdings report by institutional manager
8 Feb 23
13F-HR
Quarterly holdings report by institutional manager
17 Oct 22
13F-HR
Quarterly holdings report by institutional manager
13 Jul 22
13F-HR
Quarterly holdings report by institutional manager
12 May 22
13F-HR
Quarterly holdings report by institutional manager
3 Feb 22