CWM is an investment advisor in Omaha with $19.94 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
274011107
SEC advisor number
801-72037
FINRA CRD number
155344
AUM ?
$19.94 bn
(as of 10 May 23)
Accounts
96,956
(as of 10 May 23)
Employees
1,111
(354 investment advisory or research)
Address
CWM
DODGE PLAZA, FIRST FLOOR
13321 CALIFORNIA STREET
OMAHA
NE 68154
DODGE PLAZA, FIRST FLOOR
13321 CALIFORNIA STREET
OMAHA
NE 68154
Office hours
Monday - Friday, 8:00 AM - 5:00 PM
Phone
888-321-0808
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Carson Group Holdings, LLC | Direct Owner | 10/2010 | > 75% |
Schaben, Aaron, Eugene | President | 11/2011 | < 5% |
Carson, Ronald, Lloyd | Owner | 12/1994 | > 75% |
Carson, Ronald, Lloyd | Founder and CEO | 11/2010 | < 5% |
Hunt, Lantz, Guy | Chief Operations Officer | 03/2018 | < 5% |
Carson Group, Inc. | Direct Owner | 07/2019 | 25-50% |
Clements, James | Chief Compliance Officer | 09/2020 | < 5% |
Engelbart, Nicholas, James | Chief Financial Officer | 09/2020 | < 5% |
Reed, Kimberly, Rae | Vice President, Finance & Accounting | 01/2021 | < 5% |
BCC Blueprint Holdings II, LLC | Direct Owner | 07/2021 | 25-50% |
BCC Blueprint Holdings I, LLC | Direct Owner | 07/2021 | > 75% |
BCC Blueprint Investments, LP | Direct Owner | 07/2021 | > 75% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
5 Apr 24
13F-HR
Quarterly holdings report by institutional manager
11 Oct 23
13F-HR
Quarterly holdings report by institutional manager
3 Aug 23
13F-HR
Quarterly holdings report by institutional manager
28 Apr 23
13F-HR
Quarterly holdings report by institutional manager
1 Feb 23
13F-HR
Quarterly holdings report by institutional manager
27 Oct 22
13F-HR
Quarterly holdings report by institutional manager
28 Jul 22
13F-HR
Quarterly holdings report by institutional manager
21 Apr 22
13F-HR
Quarterly holdings report by institutional manager
31 Jan 22
13F-HR/A
Quarterly holdings report by institutional manager (amended)
15 Sep 21