Triad Investment Management is an investment advisor in Newport Beach with $76.95 mm assets under management.
Company profile
Employees
Location
SEC CIK
IRS number
262103757
SEC advisor number
801-68966
FINRA CRD number
146786
AUM ?
$76.95 mm
(as of 22 Jun 23)
Accounts
77
(as of 22 Jun 23)
Employees
2
(2 investment advisory or research)
Address
Triad Investment Management
1301 DOVE STREET
SUITE 1080
NEWPORT BEACH
CA 92660
1301 DOVE STREET
SUITE 1080
NEWPORT BEACH
CA 92660
Office hours
Monday - Friday, 7:00 AM - 3:30 PM
Phone
9496793991
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Hutchison, David, Michael | Chief Compliance Officer | 03/2015 | < 5% |
the David and Brooke Hutchison Family Trust Established July 25, 2018 | Member | 07/2018 | 10-25% |
Heldman Family Trust U/a 6/16/2011 | Managing Member | 09/2019 | > 75% |
Heldman, John, Edward | Trustee of the Heldman Family Trust U/a 6/16/2011 | 09/2019 | |
Hutchison, David, Michael | Trustee of the David and Brooke Hutchison Family Trust Established July 25, 2018 | 07/2018 | |
Hutchison, Brooke, Gilmour | Trustee of the David and Brooke Hutchison Family Trust Established July 25, 2018 | 07/2018 | |
Heldman, Tonina, Alexandra | Trustee of the Heldman Family Trust U/a 6/16/2011 | 09/2019 |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
12 Apr 24
SC 13G
Liberty TripAdvisor Holdings, Inc.
16 Feb 24
SC 13D/A
Liberty TripAdvisor Holdings, Inc.
12 Feb 24
SC 13D
Liberty TripAdvisor Holdings, Inc.
11 Jan 24
13F-HR
Quarterly holdings report by institutional manager
9 Jan 24
13F-HR
Quarterly holdings report by institutional manager
13 Oct 23
13F-HR
Quarterly holdings report by institutional manager
10 Jul 23
13F-HR
Quarterly holdings report by institutional manager
10 Jul 23
13F-HR
Quarterly holdings report by institutional manager
27 Jan 23
13F-HR
Quarterly holdings report by institutional manager
18 Oct 22