Financial Advocates Investment Management is an investment advisor in Olympia with $3.58 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
270434466
SEC advisor number
801-71546
FINRA CRD number
151298
AUM ?
$3.58 bn
(as of 2 May 23)
Accounts
20,722
(as of 2 May 23)
Employees
149
(136 investment advisory or research)
Address
Financial Advocates Investment Management
1601 COOPER POINT ROAD NW
OLYMPIA
WA 98502
1601 COOPER POINT ROAD NW
OLYMPIA
WA 98502
Office hours
Monday - Friday, 7AM TO 5PM
Phone
3608662345
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Campbell, Gary, Ray | Managing Member/ Cso / Chairman | 11/2019 | < 5% |
Vlach, Angela, Elaine | President / Chief Executive Officer | 11/2019 | < 5% |
Whittle, Douglas, Roger | Chief Compliance Officer | 01/2019 | < 5% |
Financial Advocates, LLC | Owner | 10/2018 | > 75% |
Fa Holdings, Inc. | Owner | 10/2018 | > 75% |
Campbell, Gary, Ray | Owner | 06/2000 | > 75% |
Lle Holdings, LLC | Owner | 12/2020 | 50-75% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
1 May 24
13F-HR
Quarterly holdings report by institutional manager
8 Feb 24
13F-HR
Quarterly holdings report by institutional manager
27 Oct 23
13F-HR
Quarterly holdings report by institutional manager
7 Aug 23
13F-HR
Quarterly holdings report by institutional manager
11 May 23
13F-HR
Quarterly holdings report by institutional manager
14 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
12 Aug 22
13F-HR
Quarterly holdings report by institutional manager
11 May 22
13F-HR
Quarterly holdings report by institutional manager
14 Feb 22