nuveen is one of the world's largest asset managers, serving institutions, financial intermediaries and individual investors in more than 30 countries, providing investment expertise across the capital structure. in partnership with advisors and consultants, we create outcome-focused solutions that help investors achieve a more secure financial future. recognized as a leader in income generation, alternative investments and responsible investing, nuveen has award-winning capabilities that span both public and private asset classes. our investment approach is fueled by diversity of thought and a network of specialized investment teams with independent processes and best-in-class expertise.as the investment manager of tiaa, we honor a 100-plus year legacy of service and innovation based on enduring principles established by john nuveen and andrew carnegie. inspired by their vision, backed by size and scale, and empowered by private ownership, we are uniquely positioned to contribute mea
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NMAI
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Incorporated
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SEC CIK
Corporate docs
NMAI stock data
Latest filings (excl ownership)
DEFA14A
Additional proxy soliciting materials
21 May 24
DEFA14A
Additional proxy soliciting materials
16 May 24
DEFA14A
Additional proxy soliciting materials
16 May 24
DEFA14A
Additional proxy soliciting materials
13 May 24
DFAN14A
Additional proxy materials by non-management
8 May 24
DEFA14A
Additional proxy soliciting materials
7 May 24
DEFA14A
Additional proxy soliciting materials
23 Apr 24
DFAN14A
Additional proxy materials by non-management
22 Apr 24
DEFA14A
Additional proxy soliciting materials
16 Apr 24
DEFA14A
Additional proxy soliciting materials
25 Mar 24
Latest ownership filings
NPORT-P
Nuveen Multi-Asset Income Fund (Mar 2024 report)
23 May 24
4
Boaz Weinstein
20 Mar 24
3
Mary Beth Ramsay
11 Mar 24
3
James N Nelson III
8 Mar 24
NPORT-P
Nuveen Multi-Asset Income Fund (Dec 2023 report)
27 Feb 24
SC 13D/A
Saba Capital Management, L.P.
18 Jan 24
3
Michael A Forrester
11 Jan 24
3
LOREN M STARR
10 Jan 24
3
THOMAS J KENNY
10 Jan 24
3
Joseph A Boateng
10 Jan 24
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Nuveen Multi-Asset Income Fund | – | 3.29 | -3.11 | -3.43 | 574.45 mm | 1,347 | Sep 2023 |
Institutional ownership, Q4 2023
15.9% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 13 |
Opened positions | 2 |
Closed positions | 55 |
Increased positions | 5 |
Reduced positions | 4 |
13F shares | Current |
---|---|
Total value | 6.60 bn |
Total shares | 5.31 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Saba Capital Management | 4.72 mm | $56.03 mm |
Heron Bay Capital Management | 372.78 k | $4.59 bn |
International Assets Investment Management | 54.92 k | $4.47 mm |
Silverlake Wealth Management | 53.89 k | $662.86 mm |
Raymond James & Associates | 43.43 k | $534.15 mm |
Raymond James Financial Services Advisors | 25.34 k | $311.72 mm |
Blue Bell Private Wealth Management | 21.48 k | $264.20 mm |
Advisor Resource Council | 10.71 k | $131.76 mm |
Sound Income Strategies | 1.91 k | $23.43 mm |
Wolff Wiese Magana | 1.20 k | $14.76 mm |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
19 Mar 24 | Saba Capital Management | Common Stock | Buy | Acquire P | Yes | No | 11.93 | 28,148 | 335.81 k | 4,748,806 |