NFJ Investment is an investment advisor in Dallas with $4.33 bn assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
954191764
SEC advisor number
801-119686
FINRA CRD number
310902
AUM ?
$4.33 bn
(as of 1 Jun 23)
Accounts
1,394
(as of 1 Jun 23)
Employees
12
(9 investment advisory or research)
Office hours
Monday - Friday, 8:30 TO 5:00
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Aylward, George, Robert | President and Chief Executive Officer | 09/2020 | < 5% |
Angerthal, Michael, Aaron | Executive Vice President and Chief Financial Officer | 09/2020 | < 5% |
Virtus Partners, Inc. | Sole Member | 08/2020 | > 75% |
Virtus Investment Partners, Inc. | Sole Shareholder | 12/2008 | > 75% |
Almanza, Patti, Sue | Chief Compliance Officer | 02/2021 | < 5% |
Mowrey, John, Reid | Executive Managing Director, Chief Investment Officer | 02/2021 | < 5% |
Smirl, Richard, William | Executive Vice President | 05/2021 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
15 May 24
13F-HR
Quarterly holdings report by institutional manager
15 Feb 24
13F-HR
Quarterly holdings report by institutional manager
8 Nov 23
13F-HR
Quarterly holdings report by institutional manager
14 Aug 23
13F-HR
Quarterly holdings report by institutional manager
15 May 23
13F-HR
Quarterly holdings report by institutional manager
14 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
12 Aug 22
13F-HR
Quarterly holdings report by institutional manager
16 May 22
13F-HR
Quarterly holdings report by institutional manager
15 Feb 22