Sea Otter Advisors is a fund manager in New York with $68.82 mm assets under management.
Company profile
Employees
Incorporated
Fiscal year end
Industry
SEC CIK
IRS number
845045986
SEC advisor number
801-126505
FINRA CRD number
321079
AUM ?
$68.82 mm
(as of 9 May 23)
Accounts
1
(as of 9 May 23)
Employees
9
(5 investment advisory or research)
Office hours
Monday - Friday, 9AM TO 5 PM
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Kane, Patrick, John | Chief Compliance Officer | 04/2022 | < 5% |
Hwang, Jeffrey, NMN | Chief Financial Officer | 04/2022 | < 5% |
Smith, Peter, David | Chief Executive Officer, Member | 08/2022 | 25-50% |
Fahey, Nicholas, John Michael | Member | 04/2022 | 10-25% |
Galvatron Corporation | Member | 04/2022 | 25-50% |
Smith, Peter, David | Director | 04/2022 | |
Hwang, Jeffrey, NMN | Director | 08/2022 | |
Fahey, Nicholas, John Michael | Director | 08/2022 |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
Sea Otter Advisors LLC | $68.82 mm | |
Sea Otter Trading LLC | $68.82 mm | Hedge Fund |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
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