PFG Investments is an investment advisor in Woodbury with $966.51 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
113582486
SEC advisor number
801-77166
FINRA CRD number
116537
AUM ?
$966.51 mm
(as of 12 May 23)
Accounts
4,329
(as of 12 May 23)
Employees
103
(100 investment advisory or research)
Office hours
Monday - Friday, 9:00 AM TO 4:00 PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Distante, Stephen, Alfred | CEO | 09/2000 | > 75% |
Antenor, JR, Daniel | Chief Operations Officer | 01/2022 | < 5% |
Trifiletti, Joseph, John | President | 12/2019 | < 5% |
Plapp, Megan, Lynn | Chief Financial Officer | 10/2018 | < 5% |
Geraghty, Douglas, P | Chief Compliance Officer | 03/2022 | < 5% |
Howe, Steven, Matthew | Director of Operations | 01/2022 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
22 Apr 24
13F-HR
Quarterly holdings report by institutional manager
17 Jan 24
13F-HR
Quarterly holdings report by institutional manager
6 Nov 23
13F-HR
Quarterly holdings report by institutional manager
3 Aug 23
13F-HR
Quarterly holdings report by institutional manager
11 May 23