Asset Planning is an investment advisor in Knoxville with $318.83 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
620941756
SEC advisor number
801-11448
FINRA CRD number
7890
AUM ?
$318.83 mm
(as of 31 May 23)
Accounts
869
(as of 31 May 23)
Employees
8
(6 investment advisory or research)
Office hours
Monday - Friday, BY APPOINTMENT ONLY
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Ottaviano, Joseph | President | 10/2020 | > 75% |
Hornick, Suzanne, Waddell | Chief Compliance Officer | 06/2021 | < 5% |
Ottaviano, Carol | Corporate Secretary | 12/2021 | 10-25% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
29 Apr 24
13F-HR
Quarterly holdings report by institutional manager
18 Jan 24
13F-HR
Quarterly holdings report by institutional manager
16 Oct 23
13F-HR
Quarterly holdings report by institutional manager
12 Jul 23
13F-HR
Quarterly holdings report by institutional manager
14 Apr 23
13F-HR
Quarterly holdings report by institutional manager
27 Jan 23
13F-HR
Quarterly holdings report by institutional manager
31 Oct 22
13F-HR
Quarterly holdings report by institutional manager
27 Jul 22
13F-HR
Quarterly holdings report by institutional manager
13 May 22
13F-HR
Quarterly holdings report by institutional manager
8 Feb 22